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FINRA Attorney Chicago

A foreclosure is the process by way of which a lender can take over the property of a person who has taken a loan. Securities litigation — In appropriate cases, I can represent you in a civil lawsuit in state or federal court to pursue compensation for securities fraud or stockbroker misconduct, including punitive damages for willful fraud, conspiracy or concealment of fraud.
Attorney Pearce is one of the few attorneys who has not only single handedly beat the SEC's team of lawyers, but recovered his clients' attorney fees and litigation expenses incurred in the defense of the government's flawed investigation and enforcement action.



Losing your savings is a painful and anxiety-ridden process; to best assist you during a difficult time, our Chicago investment fraud lawyers provide legal services on a contingency basis, meaning there are no legal fees unless we recover compensation for you.
Our investment fraud attorneys in Chicago are committed to providing legal representation to all individuals involved in investment fraud arbitration or litigation on a contingency basis, meaning we will never charge legal fees unless we recover damages on your behalf.
The first question we ask when determining whether we can recover the client's investment fraud losses is what type of investment was recommended?” Some investments were fraudulently marketed by the brokerage firm selling them and therefore most of the clients who purchased the product would have an actionable securities fraud arbitration action.

Chicago — Attorney General Lisa Madigan announced today that a former Chicago man was sentenced today to 13 years in the Illinois Department of Corrections (IDOC) for his role in operating an investment fraud scheme that targeted mainly those in the Chicago-area Hispanic community and bilked investors out of more than $10 million.
Under an investor's state securities act, enforceable legal actions can be brought against financial institutions for failure to diversify a portfolio, fraud, churning, unauthorized trading, misrepresentations and omissions, breach of fiduciary duty, negligence, financial exploitation of the elderly and other related actions.
They injured competition by not reporting competitive rates during the LIBOR process, thereby artificially depressing the published LIBOR rate, causing purchasers of interest rate swap agreements to not get what they paid for, and investors in LIBOR-denominated investments to be underpaid.

Mr. Pearce is one of Thomson Reuters Florida Super Lawyers for Securities Litigation (Top 5). Read the feature article about him in the Florida 2014 Super Lawyers magazine entitled "No Excuses - How Robert Wayne Pearce Stared Down Personal Disaster" During his more than 35 years of experience practicing SEC Compliance Lawyers Chicago securities and commodities law, he has won numerous million-dollar awards and settlements for his clients which has earned him recognition for his success by The Million Dollar Advocates Forum and The Multi-Million Dollar Advocates Forum as one of the Top Trial Lawyers in America TM.
I began my career as an enforcement attorney for the Illinois Secretary of State's Securities Department, then spent 18 years as an attorney and Associate Vice President and Regional Director with FINRA, the Financial Industry Regulatory Authority Dispute Resolution Inc.
According to the criminal indictment accusing him of financial fraud , Baldwin made false claims about his professional success and connections, including that his firm was affiliated with professional advisors and compliance officers with whom it, in fact, had no ties.

Among these media outlets: the Wall Street Journal, the New York Times, the Financial Times, Investment News, Reuters, USA Today, Fox News, The New York Daily News, CNN, the Los Angeles Times, the Chicago Tribune, American Lawyer, Bloomberg, National Public Radio, the Indianapolis Star, Indianapolis Business Journal, Registered Rep, the Miami Herald, the Orlando Sentinel, the Public Record, Prime Newswire, the Memphis Daily News, Boston Herald, Christian Science Monitor, MSNBC, Forbes, The Guardian, Indiana Lawyer, SmartMoney, On Wallstreet and Dow Jones Business News.

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